1. Introduction
Schroder Financial, LLC ("we," "our," or "us") is a licensed financial advisory firm committed to protecting your personal information. This Privacy Policy explains how we collect, use, store, and protect information submitted through our website at schroderfinancial.com.
2. Information We Collect
We collect personal information you voluntarily provide when completing a quote request or appointment booking form on our website, including:
- First and last name
- Email address
- Phone number
- Service interest or topic of inquiry
- Preferred appointment date and time
We do not collect financial account numbers, Social Security numbers, or payment information through this website.
3. How We Use Your Information
Information submitted through our website forms is used solely to:
- Respond to your inquiry or quote request
- Schedule and confirm consultations
- Communicate with you regarding financial products and services you have expressed interest in
We do not sell, rent, or share your personal information with unaffiliated third parties for marketing purposes.
4. Email Communications & CAN-SPAM Compliance
If you submit a contact or booking form, you may receive follow-up communications from Schroder Financial, LLC. All marketing emails will include a clear and functional unsubscribe option. To opt out at any time, contact us at michael.schroder@mutualofomaha.com or call (402) 658-9461.
5. Data Storage & Security
Form submissions are transmitted and stored using industry-standard security measures. We retain contact information only as long as necessary to fulfill your inquiry or as required by applicable regulatory obligations. As a FINRA-registered representative, records retention practices comply with applicable securities laws and FINRA rules.
6. Third-Party Services
This website may link to third-party platforms including Microsoft Outlook booking and chamber organization websites. Your interactions with those platforms are governed by their respective privacy policies. Schroder Financial, LLC is not responsible for the privacy practices of linked third-party sites.
7. Regulatory Disclosures
Schroder Financial, LLC is affiliated with Mutual of Omaha Advisors. Securities offered through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPC. Advisory services offered through Mutual of Omaha Investor Services, Inc., an SEC Registered Investment Advisory Firm. Schroder Financial, LLC is not affiliated with Mutual of Omaha Investor Services.
As a registered representative, Michael Schroder is subject to applicable FINRA and SEC regulations governing the handling and protection of customer information, including Regulation S-P (Privacy of Consumer Financial Information).
8. Children's Privacy
This website is not directed to individuals under the age of 18. We do not knowingly collect personal information from minors.
9. Changes to This Policy
We reserve the right to update this Privacy Policy at any time. Changes will be posted on this page with a revised effective date. Continued use of our website following any changes constitutes your acceptance of the updated policy.
10. Contact Us
For questions about this Privacy Policy or how your information is handled, please contact:
- Michael Schroder — Schroder Financial, LLC
- 17117 Burt St., Suite 300, Omaha, NE 68118
- Phone: (402) 658-9461
- Email: michael.schroder@mutualofomaha.com